Support for the Compliance, Internal Control and Financial Services Audit Departments
EXPERTISES

Explications

Context:

  • An increasing number of regulations in the financial sector, requiring more and more specialized expertise and leading to a significant regulatory risk
  • Increasingly important supervision by regulators

  • Increased commercial and reputational risk in the event of controversy or sanctions.

Your challenges:

  • Management of regulatory, operational and reputation risks
  • Securing processes and activities
  • Managing relationships with regulators
  • Simultaneously managing compliance with new regulations, advising business teams on compliance issues, and carrying out internal control missions

OUR SUPPORT:

In a world of global, complex and versatile regulation, Finegan Expertise assists financial industry players in the definition and implementation of compliance and internal control systems.

Filed of expertise: 

  • Outsourcing of the RCCI/RCSI function or periodic control
  • Transition management / Operational support for compliance and internal control functions
  • Support in obtaining / extending accreditation
  • Drafting / Updating of policies and procedures
  • Regulatory training

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