Compliance

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Your challenges

Year after year, the compliance function sees its spectrum of responsibilities widen as new regulations are introduced or existing ones are reinforced. In addition, this responsibility has shifted from an obligation of means to an obligation of result, which leads the compliance function to equip itself with experts to analyze the regulations, as well as with teams to ensure their implementation and proper application.

Our offers

FINEGAN supports its clients throughout the entire value chain of a project, from the analysis of the impact of a regulation, through the framing and management of the implementation, to the management of the change that this transformation requires.

In addition to mastering regulations, our teams’ expertise in regulatory project management includes both organizational and IT aspects.

Réunion annuelle
Réunion

The main compliance-related topics on which we intervene:

  • Financial security (KYC, KYS, KYx, LAB-FT…) and fight against corruption (SAPIN 2)
  • Protection of clients’ interests (MIFID2, IDD, PRIIPS, GDPR)
  • Tax compliance (FATCA, CRS, DAC6, QI, 871m)
  • ESG compliance (Environmental, Social and Governance Criteria)
  • Market transparency (SFTR, EMIR, RDT)
  • Supervisory missions of regulatory authorities and remedies (ECB, ACPR, OFAC, FED…)
  • Regulatory watch and advice to RCSI, RCCI
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Our support

Our teams support our clients throughout the entire value chain of a project, from the analysis of regulations and their impacts to the management of the changes they entail, including the framing and management of their implementation.

In addition to mastering regulations, our teams’ expertise in regulatory transformation and project management includes both organizational and IT aspects.

They trust us

news

Article

The Finegan Group reinvents itself

Conquering new markets, diversifying our expertise and strengthening our teams: the FINEGAN group is reinventing itself! Discover our new ambition, through the article in Les Echos.
Study

Phising & Ransomware: Understanding to better defend yourself

Phishing is the preferred attack sector for malicious actors, and is often the gateway to your network for introducing ransomware! How does it work?
Article

DAF Trophies Magazine 2022 : Thierry Sar, multidisciplinary at heart

Thierry Sar, CFO of FINEGAN will represent the group at the best CFO contest
Interview

Interview with Emmanuel Solesse on BFM Business

Finegan is recruiting many talents to join its teams! Discover the available offers as well as the values of the group through the interview of Emmanuel Solesse for the 60 minutes program of BFM Business
Podcast

BSMART’s big interview: 5 questions for Emmanuel Solesse

We usually say that we work with clients who are like us, but I think that CSR is also about choosing partners who have the same values as us” Discover the full interview of Emmanuel Solesse, President of Finegan Group, for the program Le Grand Entretien, hosted by Michel Denisot on B SMART
Webinar

Webinar: European DORA Regulation, issues and impacts for the financial industry

Don’t miss our next webinar dedicated to the theme “European DORA Regulation, issues and perspectives” which will be held on November 10th from 11:30 am to 12:30 pm. An opportunity to discuss with our experts. Register by clicking on the link below.
Event

Finegan will be present at the AM TECH DAY 2022

On October 4th, during the #AMTechDay organized by L’AGEFI, our experts had the pleasure to speak on the subject of the democratization of data.

exchange with
our experts

Consultants, Managers, Directors, our experts are available to answer your questions and provide you with details on your subjects: contact them!

Nicolas Ramlot

Associate Director

Laurent Renaudot

Director

OUR OTHER OFFERS

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