Compliance

Advisory

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Your challenges

Year after year, the compliance function sees its spectrum of responsibilities widen as new regulations are introduced or existing ones are reinforced. In addition, this responsibility has shifted from an obligation of means to an obligation of result, which leads the compliance function to equip itself with experts to analyze the regulations, as well as with teams to ensure their implementation and proper application.

Our offers

FINEGAN supports its clients throughout the entire value chain of a project, from the analysis of the impact of a regulation, through the framing and management of the implementation, to the management of the change that this transformation requires.

In addition to mastering regulations, our teams’ expertise in regulatory project management includes both organizational and IT aspects.

Réunion annuelle
Réunion

The main compliance-related topics on which we intervene:

  • Financial security (KYC, KYS, KYx, LAB-FT…) and fight against corruption (SAPIN 2)
  • Protection of clients’ interests (MIFID2, IDD, PRIIPS, GDPR)
  • Tax compliance (FATCA, CRS, DAC6, QI, 871m)
  • ESG compliance (Environmental, Social and Governance Criteria)
  • Market transparency (SFTR, EMIR, RDT)
  • Supervisory missions of regulatory authorities and remedies (ECB, ACPR, OFAC, FED…)
  • Regulatory watch and advice to RCSI, RCCI
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Our support

Our teams support our clients throughout the entire value chain of a project, from the analysis of regulations and their impacts to the management of the changes they entail, including the framing and management of their implementation.

In addition to mastering regulations, our teams’ expertise in regulatory transformation and project management includes both organizational and IT aspects.

They trust us

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exchange with
our experts

Consultants, Managers, Directors, our experts are available to answer your questions and provide you with details on your subjects: contact them!

Nicolas Ramlot

Associate Director

Laurent Renaudot

Director

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Advisory